Compliance Officer

Founded in 1991, we are a global quantitative and systematic asset management firm applying a scientific approach to finance to develop alternative investment strategies that create value for our clients.

We value innovation, dedication, collaboration and the ability to make an impact, and together we create an environment for talented and passionate experts in research, technology and business to explore new ideas and challenge assumptions.

## ABOUT THE ROLE

The CFM Legal & Compliance team supports a broad range of business activities across global financial markets and works closely with teams on practical, day‑to‑day regulatory and compliance matters. We are looking for a Compliance Officer to support our North American activities in a role that combines local responsibility with close alignment to the Group Compliance function.

Reporting directly to the Group Head of Regulatory at our headquarters in Paris, the successful candidate will serve as a key compliance contact for North American activities, with responsibility for the day‑to‑day execution of the local compliance programme. The role is primarily focused on hands‑on delivery, responsiveness, and day‑to‑day support for the US business, ensuring that local compliance needs are addressed accurately and in a timely manner.

This role would suit a compliance professional who is comfortable working independently, partnering with the business, and taking ownership of a wide range of day‑to‑day compliance matters.

## KEY RESPONSIBILITIES

– **Primary compliance contact** — Act as a primary compliance contact for the local US office, ensuring timely and pragmatic support of business matters and requests.
– **Business development support** — Work closely with the business development team on new initiatives, including reviewing marketing documentation.
– **Local compliance processes** — Run local compliance processes, including internal registers, books and records, and periodic reviews.
– **Code of Ethics oversight** — Assist with administering and monitoring compliance with the firm’s Code of Ethics, including personal account dealing and related staff obligations.
– **Training coordination** — Support the rollout of compliance training and coordinate with US‑based stakeholders to ensure timely completion.
– **Issue escalation** — Escalate issues, breaches, and exceptions where appropriate and follow through on remediation actions.
– **Regulatory monitoring** — Monitor relevant regulatory developments, including through industry sources and events, and share key updates with the Group Head of Regulatory. Participate in legal analysis and assist in implementation.

## SKILLSET REQUIREMENTS / QUALIFICATIONS

– **Master’s degree** in business, law or engineering from a highly regarded institution.
– **5–7 years of compliance experience** within an asset manager, investment firm, or similar regulated financial institution.
– **Execution‑oriented mindset** with comfort handling a wide range of recurring compliance tasks with accuracy and reliability.
– **High autonomy** while remaining aligned with group‑level oversight.
– **Strong communication skills** and ability to provide clear, pragmatic compliance guidance.
– **Understanding of US regulatory frameworks** applicable to asset managers and investment advisers, as well as financial markets and products.
– **Comfort with IT systems** to support efficient execution and oversight.

### Compensation

– Base salary: **120–220K USD**, depending on experience
– + variable compensation
– + competitive benefits package

## EQUAL OPPORTUNITIES STATEMENT

We are continuously striving to be an equal opportunity employer and we prohibit any discrimination based on sex, disability, origin, sexual orientation, gender identity, age, race, or religion. We believe that our diversity, breadth of experience, and multiple points of view are among the leading factors in our success.

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